Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Williamson is a financial professional with experience in the securities industry. Maxwell has passed the Series 7, 63, SIE and 79 exams. Maxwell is currently registered with Brooklands Capital Strategies BD, LP, and is located in San Francisco, CA. Previously, Maxwell worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/05/2020 - Present
Brooklands Capital Strategies BD, LP (SAN FRANCISCO CA)
NY
08/13/2018 - 04/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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