Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Samuel Gold is a financial advisor registered with State Street Global Advisors Funds Distributors, LLC. Maxwell has been in the financial services industry since 2015 and holds the Series 66, SIE, and Series 7 licenses. Previously, Maxwell was registered with ALPS DISTRIBUTORS, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Maxwell is registered in 52 states and is currently licensed to provide Broker-Dealer services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2019 - Present
State Street Global Advisors Funds Distributors, LLC (New York NY)
NY
06/08/2016 - 07/15/2019
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
05/18/2015 - 06/08/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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