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Maxwell Rhodes Rogers

Park Avenue Securities LLC

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About Maxwell Rhodes Rogers

Maxwell Rogers is a financial advisor registered with Park Avenue Securities LLC, with offices in Mt. Pleasant, South Carolina. Maxwell has been in the financial services industry for over 2 years. Maxwell has been active as an investment advisor representative for 1 year and has earned his Series 66, Series 7TO, and SIE licenses. Maxwell is active in Mississippi and South Carolina, and has experience with high-net-worth individuals, corporations, and other businesses, as well as charitable organizations.

Firm Information

Maxwell Rogers is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maxwell Rogers’s Registration & Firm History

SC

07/18/2024 - Present

Park Avenue Securities LLC (MT PLEASANT SC)

SC

02/28/2023 - 04/17/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLESTON SC)

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Licenses & Designations

BOTH

Issued 03/24/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell Rhodes Rogers.
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