Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Razzore is an active investment advisor representative registered with Cetera Investment Advisers LLC. Maxwell has been in the industry since February 2007 and holds multiple securities licenses including Series 7, 24, 31, 66, 99TO and SIE. Prior to joining Cetera Investment Advisers LLC, Maxwell worked at First Allied Securities, Inc., LPL Financial LLC, Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
03/08/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
03/07/2008 - 02/25/2021
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
04/02/2007 - 08/14/2007
MORGAN STANLEY & CO., INCORPORATED (LA JOLLA CA)
CA
07/03/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LA JOLLA CA)
BOTH
Issued 7/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/4/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 6/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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