Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Douglas Peckler is an active financial advisor with over 28 years of experience in the industry. Maxwell Peckler is currently registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC, and holds Series 7, 63 and 65 licenses. He is also a registered Investment Advisor in several states. In the past, Maxwell Peckler has also worked at UBS Financial Services Inc., Wachovia Securities, LLC, First Union Capital Markets Corp., Salomon Smith Barney Inc., and Oppenheimer & Co., Inc.
Newton, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
01/18/2024 - Present
J.p. Morgan Securities LLC (Newton MA)
MA
11/12/2021 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (BOSTON MA)
MA
06/20/2003 - 12/09/2021
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MO
10/01/1999 - 06/23/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/16/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
06/09/1995 - 02/24/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/23/1994 - 05/02/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 6/1/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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