Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Osnowitz is a financial advisor with Kingswood Capital Partners, LLC. Maxwell holds the Series 7, 63, 87 and SIE licenses. Maxwell has over five years of experience in the financial services industry and is registered in Texas and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/03/2023 - Present
Kingswood Capital Partners, LLC (SAN DIEGO CA)
TX
01/07/2020 - 01/18/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (HOUSTON TX)
IL
11/21/2017 - 01/06/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
WI
02/25/2016 - 04/25/2016
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
IA
Issued 12/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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