Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Murray Smith is a financial advisor with over 8 years of experience in the financial services industry. Maxwell is registered to provide investment advice in 53 states and the District of Columbia. Maxwell is affiliated with Wells Fargo Advisors Financial Network, LLC, and Wells Fargo Clearing Services, LLC. Maxwell is also a registered Investment Advisor Representative in North Carolina and Missouri. Maxwell specializes in financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. Maxwell's clients include high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/14/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLOTTE NC)
BOTH
Issued 07/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/04/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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