Unclaimed
Maxwell Mackenzie Amoroso is a financial advisor with Farmers Financial Solutions, LLC, a firm registered with both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Maxwell has been in the financial industry since February 1, 2000, and holds FINRA Series 6, 26, and 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Maxwell is registered in both California and Georgia. Maxwell previously worked for Investors Brokerage Services, Inc. in Elgin, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/08/2000 - Present
Farmers Financial Solutions, LLC (SANTA ROSA CA)
IL
02/02/2000 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
BC
Issued 02/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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