Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell King Getz is a financial advisor with UBS Financial Services Inc. in Detroit, Michigan. Maxwell has been a financial advisor for over nine years, having previously worked with Raymond James & Associates, Inc., Cowen and Company, and Neuberger Berman BD LLC. Maxwell is licensed to provide investment advice in 22 states and holds the Series 66, Series 7, and SIE licenses. Maxwell also holds the designation of Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
04/05/2023 - Present
UBS Financial Services Inc. (Detriot MI)
MI
08/04/2021 - 03/07/2023
RAYMOND JAMES & ASSOCIATES, INC. (DEARBORN MI)
MI
04/04/2019 - 06/24/2020
COWEN AND COMPANY (Birmingham MI)
NY
07/15/2014 - 02/26/2019
NEUBERGER BERMAN BD LLC (NEW YORK NY)
BOTH
Issued 09/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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