Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Keith Lane is a financial professional with over 5 years of experience in the industry. Maxwell has a strong track record of success in providing comprehensive financial advice to clients. Maxwell is currently registered with Flourish Financial LLC and holds a variety of licenses and certifications, including Series 7, Series 63, Series 66, and Series 24. Prior to joining Flourish Financial LLC, Maxwell was employed by UBS Financial Services Inc. in SAN DIEGO, CA. Maxwell is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/19/2021 - Present
Flourish Financial LLC (New York NY)
CA
06/16/2014 - 12/01/2015
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
BC
Issued 01/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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