Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Nugent is a financial advisor with over 12 years of experience in the industry. Maxwell is currently registered with TP Icap Global Markets Americas LLC and holds licenses for both Series 3 and Series 55. He is also a Series 7, Series 63, and SIE licensed professional, with experience in a number of financial fields. Maxwell has been registered in New Jersey and New York since 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/24/2012 - Present
TP Icap Global Markets Americas LLC (New York NY)
BC
Issued 03/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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