Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Joseph Anthony is a registered representative with Sterling Capital Distributors, LLC. Maxwell has over 20 years of experience in the financial services industry. Maxwell holds Series 7, 6, 63 and 65 licenses. Maxwell is also a Series 26 principal. Maxwell is registered in 51 states. Maxwell is currently based in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/15/2013 - Present
Sterling Capital Distributors, LLC (CHARLOTTE NC)
NY
06/15/1999 - 09/06/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
AR
10/21/1997 - 11/24/1998
STEPHENS INC. (LITTLE ROCK AR)
MA
09/04/1996 - 10/20/1997
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
BC
Issued 03/18/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Maxwell Anthony is the right advisor for you? Invested Better is here to help.
