Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell John Thomas is a registered representative with GT Securities, Inc. in Los Angeles, California. Maxwell has been in the securities industry since July 12, 2022 and holds Series 63, Series 79TO, and SIE licenses. Maxwell was previously registered with Finalis Securities LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/06/2024 - Present
GT Securities, Inc. (LOS ANGELES CA)
NY
07/09/2022 - 05/01/2024
FINALIS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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