Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Phillips is a financial advisor with over 13 years of experience in the industry. Maxwell is currently registered with Channel Wealth, LLC in Santa Barbara, California. Prior to joining Channel Wealth, LLC, Maxwell worked at SAGEPOINT FINANCIAL, INC., SECURITIES AMERICA, INC., and BRECEK & YOUNG ADVISORS, INC. Maxwell specializes in working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. Maxwell offers financial planning, portfolio management for businesses and individuals, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Financial planning and consulting
1
2
CA
01/01/2025 - Present
Channel Wealth, LLC (SANTA BARBARA CA)
CA
01/18/2012 - 11/01/2022
SAGEPOINT FINANCIAL, INC. (SANTA BARBARA CA)
CA
01/23/2009 - 01/18/2012
SECURITIES AMERICA, INC. (SANTA BARBARA CA)
CA
02/07/2008 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (SANTA BARBARA CA)
CA
11/18/2005 - 04/30/2007
BRECEK & YOUNG ADVISORS, INC. (SANTA BARBARA CA)
BOTH
Issued 06/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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