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Maxwell Jerome Reines

TD Securities (usa) LLC

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About Maxwell Jerome Reines

Maxwell Jerome Reines is a registered representative with TD Securities (USA) LLC, a broker-dealer. Prior to this, Maxwell Jerome Reines was registered with Cowen and Company. Maxwell Jerome Reines holds the Series 79TO and SIE licenses. Maxwell Jerome Reines has been in the industry since August 8, 2019.

Firm Information

Maxwell Reines is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Reines’s Registration & Firm History

NY

03/07/2024 - Present

TD Securities (usa) LLC (New York NY)

CA

08/09/2019 - 04/09/2024

COWEN AND COMPANY (San Francisco CA)

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Licenses & Designations

BC

Issued 08/09/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/31/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell Jerome Reines.
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