Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Jay Dowdy is a registered representative with Cetera Investment Advisers LLC and has been in the industry since August 2020. Maxwell has a combined Series 66 and Series 7TO license, and is currently registered in Texas and Wisconsin. Maxwell is also registered as an Investment Advisor in Texas and Wisconsin. Maxwell specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors. In addition to working with Cetera Investment Advisers LLC, Maxwell is also an Agent/Broker for North Star Consultants and North Star Brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
08/10/2023 - Present
Cetera Investment Advisers LLC (MADISON WI)
WI
08/31/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MADISON WI)
MN
08/31/2020 - 10/28/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
BOTH
Issued 9/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 6/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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