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Maxwell Jason Tanner

Blue OWL Securities

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About Maxwell Jason Tanner

Maxwell Tanner is a financial advisor with Blue Owl Securities. Maxwell has been working in the financial industry since 2010. Maxwell is registered with FINRA and the state of New York and is also a registered principal. Maxwell has a broad range of experience in the industry, including working at Franklin Distributors, LLC and MetLife Securities Inc.

Firm Information

Maxwell Tanner is currently registered with Blue OWL Securities. Blue OWL Securities is a Limited Liability Company formed in December 2015. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Blue OWL Securities is registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Tanner’s Registration & Firm History

NY

03/23/2022 - Present

Blue OWL Securities (New York NY)

CT

03/19/2015 - 03/21/2022

FRANKLIN DISTRIBUTORS, LLC (STAMFORD CT)

CT

08/10/2010 - 03/23/2015

METLIFE SECURITIES INC. (GUILFORD CT)

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Licenses & Designations

BOTH

Issued 03/01/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/20/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell Jason Tanner.
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