Unclaimed
Maxwell Tanner is a financial advisor with Blue Owl Securities. Maxwell has been working in the financial industry since 2010. Maxwell is registered with FINRA and the state of New York and is also a registered principal. Maxwell has a broad range of experience in the industry, including working at Franklin Distributors, LLC and MetLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2022 - Present
Blue OWL Securities (New York NY)
CT
03/19/2015 - 03/21/2022
FRANKLIN DISTRIBUTORS, LLC (STAMFORD CT)
CT
08/10/2010 - 03/23/2015
METLIFE SECURITIES INC. (GUILFORD CT)
BOTH
Issued 03/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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