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Maxwell James Romeyn

Icapital Markets LLC

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About Maxwell James Romeyn

Maxwell Romeyn is a financial advisor with over 1 year of experience in the industry. Maxwell is currently registered with Icapital Markets LLC in Greenwich, Connecticut. Maxwell previously worked at ICAPITAL SECURITIES, LLC in Greenwich, Connecticut. Maxwell is licensed to sell securities in 51 states.

Firm Information

Maxwell Romeyn is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Romeyn’s Registration & Firm History

CT

11/30/2023 - Present

Icapital Markets LLC (Greenwich CT)

CT

07/17/2023 - 11/30/2023

ICAPITAL SECURITIES, LLC (Greenwich CT)

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Licenses & Designations

BC

Issued 07/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell James Romeyn.
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