Unclaimed
Maxwell Romeyn is a financial advisor with over 1 year of experience in the industry. Maxwell is currently registered with Icapital Markets LLC in Greenwich, Connecticut. Maxwell previously worked at ICAPITAL SECURITIES, LLC in Greenwich, Connecticut. Maxwell is licensed to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
CT
07/17/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
BC
Issued 07/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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