Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Pomper is an active Broker-Dealer and Investment Advisor Representative with J.P. Morgan Securities LLC, registered in all 50 states and the District of Columbia. Maxwell has been in the industry since 2011 and holds the Series 7, 55, 63, 24, SIE and 57TO licenses. Prior to joining J.P. Morgan Securities LLC, Maxwell worked as an Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated and MKM Partners LLC. Maxwell is registered with the Financial Industry Regulatory Authority (FINRA) and has a total of 53 state registrations and 25 approved SRO registrations. The information provided in this profile is for general informational purposes only. For further information, please contact Maxwell Pomper directly.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/16/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/10/2013 - 05/12/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
03/11/2011 - 04/15/2013
MKM PARTNERS LLC (STAMFORD CT)
BC
Issued 05/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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