Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Morgan is an investment advisor with Wells Fargo Clearing Services, LLC, and has been in the industry since February 9, 2017. Maxwell Morgan has licenses in Arizona and Texas. Maxwell Morgan is also registered as an Investment Advisor Representative in Arizona and Texas. Maxwell Morgan previously worked at MORGAN STANLEY in Peoria, AZ. Maxwell Morgan holds licenses for the Series 63, Series 65, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/22/2023 - Present
Wells Fargo Clearing Services, LLC (PEORIA AZ)
AZ
11/21/2019 - 03/28/2023
MORGAN STANLEY (PEORIA AZ)
AZ
02/10/2017 - 11/21/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IA
Issued 10/31/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Maxwell Morgan is the right advisor for you? Invested Better is here to help.
