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Maxwell J McCullom

DWS Distributors, Inc.

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About Maxwell J McCullom

Maxwell J. McCullom is a securities professional with over 2 years of experience in the industry. Maxwell is currently registered with DWS Distributors, Inc., which is a firm with a focus on delivering investment products and services. Maxwell is a Series 7TO, Series 63 and SIE licensed professional. Maxwell holds licenses in Illinois and New York.

Firm Information

Maxwell McCullom is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell McCullom’s Registration & Firm History

NY

07/12/2022 - Present

DWS Distributors, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell J McCullom.
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