Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Hine is a financial advisor with J.P. Morgan Securities LLC. Maxwell has been in the financial services industry since 2016 and has experience in providing investment advice and financial planning services to a wide range of clients, including individuals, families, and businesses. Maxwell is registered with the Securities and Exchange Commission (SEC) and holds Series 3, 7, 63 and 65 licenses, as well as a Certified Financial Planner designation. Prior to joining J.P. Morgan Securities, Maxwell was a financial advisor at UBS Financial Services, Inc. and Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
PA
11/17/2022 - Present
J.p. Morgan Securities LLC (Pittsburgh PA)
PA
01/04/2021 - 03/25/2022
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
PA
02/06/2019 - 01/21/2021
GOLDMAN SACHS & CO. LLC (PHILADELPHIA PA)
BC
Issued 01/18/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2019
Series 3 - National Commodity Futures Examination
BC
Issued 02/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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