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Maxwell Granger Dale

Jefferies LLC

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About Maxwell Granger Dale

Maxwell Granger Dale is a financial professional with over 20 years of experience in the industry. Maxwell has held positions at several firms, including Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Robertson Stephens, Inc., SG Cowen Securities Corporation, Salomon Smith Barney Inc., and Salomon Brothers Inc. Maxwell currently works at Jefferies LLC, where he has been employed since April 25, 2022. Maxwell has a strong track record of success in the financial industry, having earned the Series 7, Series 16, and Series 63 licenses.

Firm Information

Maxwell Dale is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Dale’s Registration & Firm History

NY

04/25/2022 - Present

Jefferies LLC (NEW YORK NY)

NY

05/23/2016 - 04/13/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CA

04/24/2001 - 02/01/2012

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

CA

03/29/2000 - 04/20/2001

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

NY

07/20/1999 - 03/30/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

09/01/1998 - 06/04/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

03/19/1998 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2016

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 03/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maxwell Granger Dale.
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