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Maxwell Edward Fritz

Virtu Americas LLC

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About Maxwell Edward Fritz

Maxwell Edward Fritz is a registered representative and a general securities principal. Maxwell has been in the securities industry since August 18, 2011. Currently, Maxwell is registered with Virtu Americas LLC, which is a broker-dealer. Previously, Maxwell worked for Virtu Financial BD LLC, GETCO Securities, LLC and Octeg, LLC. Maxwell holds a Series 24, Series 57TO, SIE, Series 55, and Series 7.

Firm Information

Maxwell Fritz is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Fritz’s Registration & Firm History

IL

08/21/2019 - Present

Virtu Americas LLC (CHICAGO IL)

IL

10/29/2018 - 04/09/2020

VIRTU FINANCIAL BD LLC (Chicago IL)

IL

07/01/2013 - 01/15/2019

VIRTU AMERICAS LLC (CHICAGO IL)

IL

08/19/2011 - 06/11/2014

OCTEG, LLC (CHICAGO IL)

IL

11/03/2011 - 07/01/2013

GETCO SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/15/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/18/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maxwell Edward Fritz.
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