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Maxwell Bottene

Epiq Capital Group, LLC

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About Maxwell Bottene

Maxwell Bottene is a registered Investment Advisor Representative with Epiq Capital Group, LLC. Maxwell has been in the financial industry since 2020. Maxwell is licensed in California. Maxwell has passed the Series 7, Series 66, and SIE exams. Maxwell's previous experience was with RBC Capital Markets, LLC. Epiq Capital Group, LLC is a registered investment advisor that provides advisory services to individuals, businesses, and pooled investment vehicles. The firm has approximately $4.9 billion in assets under management.

Firm Information

Maxwell Bottene is currently registered with Epiq Capital Group, LLC. Epiq Capital Group, LLC is an investment advisor based in San Francisco, CA. The firm manages approximately $4.94 billion in assets for 896 clients. They offer a variety of investment services including portfolio management for individuals, businesses, and pooled investment vehicles. The firm also provides advisory services for the selection of other advisors.
Epiq Capital Group, LLC

1 LOMBARD ST. #200

SAN FRANCISCO, CA 94111

$4.94B

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Maxwell Bottene’s Registration & Firm History

CA

08/24/2023 - Present

Epiq Capital Group, LLC (SAN FRANCISCO CA)

CA

10/29/2021 - 09/06/2023

RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 04/22/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/04/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Maxwell Bottene.
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