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Maxwell Bauer Bromley

Morningstar Investment Management LLC

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About Maxwell Bauer Bromley

Maxwell Bauer Bromley is a financial advisor at Morningstar Investment Management LLC and Morningstar Investment Services LLC. Maxwell has been in the industry since June 29, 2015 and has a Series 66 license, as well as Series 7 and SIE licenses. Maxwell has experience working with clients of all types, including individuals, families, businesses, institutions, and retirement plans. Maxwell specializes in providing financial planning and investment management services to individuals and families, including retirement planning, college savings, and estate planning.

Firm Information

Maxwell Bromley is currently registered with Morningstar Investment Management LLC. Morningstar Investment Management LLC is a Chicago, IL-based investment advisor managing over $54.7 billion in assets for individuals, pooled investment vehicles, investment companies, and other clients. They offer portfolio management services for businesses, individuals, investment companies, and pooled investment vehicles. They also provide pension consulting and selection of other advisors.
Morningstar Investment Management LLC

22 WEST WASHINGTON STREET

CHICAGO, IL 60602

$54.69B

Assets Under Management

1.71M

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Technology licensing fees, percentage of assets under advisement

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Maxwell Bromley’s Registration & Firm History

IL

01/02/2025 - Present

Morningstar Investment Management LLC (CHICAGO IL)

IL

01/13/2017 - 04/07/2020

TD AMERITRADE, INC. (SCHAUMBURG IL)

IL

03/27/2015 - 12/23/2016

MIDWESTERN SECURITIES TRADING COMPANY, LLC (SHOREWOOD IL)

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Licenses & Designations

BOTH

Issued 06/11/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell Bauer Bromley.
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