Unclaimed
Maxwell Barnett is a financial advisor with Janus Henderson Distributors US LLC, a firm headquartered in Denver, Colorado. Maxwell has been in the financial services industry since 2015 and holds the Series 63, Series 65, Series 7 and SIE licenses. Maxwell is currently registered in Arizona, Colorado, and New Mexico. Previously, Maxwell was employed by Invesco Distributors, Inc. in Downers Grove, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/30/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
07/01/2015 - 06/19/2023
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
IA
Issued 08/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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