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Maxwell Barnes

Bradley Woods & Co. Ltd.

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About Maxwell Barnes

Maxwell Barnes is a registered representative with Bradley Woods & Co. Ltd. in New York, NY. Maxwell is a Series 63, Series 79TO, and SIE licensed professional with experience in investment banking. Maxwell joined Bradley Woods & Co. Ltd. on August 3, 2023.

Firm Information

Maxwell Barnes is currently registered with Bradley Woods & Co. Ltd.. Bradley Woods & Co. Ltd. is a Corporation formed in November 2004. The firm is registered with the SEC and in 22 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Barnes’s Registration & Firm History

NY

08/03/2023 - Present

Bradley Woods & Co. Ltd. (New York NY)

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Licenses & Designations

BC

Issued 10/13/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell Barnes.
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