Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxine? Claim Your ProfileMaxine Bolton is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Los Angeles, CA. Maxine has been in the securities industry since 1990. Maxine has experience with a variety of client types including individuals, high net worth individuals, corporations, institutions and charitable organizations. Maxine has a strong background in financial planning, portfolio management and investment advisory services. Maxine is registered in 49 states, as well as Puerto Rico, and is a licensed securities agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/26/2020 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
01/01/2008 - 07/09/2009
WELLS FARGO ADVISORS, LLC (BEVERLY HILLS CA)
CA
04/14/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEVERLY HILLS CA)
NJ
08/17/1999 - 12/18/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
02/12/1992 - 09/30/1999
SCHRODER & CO. INC. (NEW YORK NY)
CA
06/21/1990 - 02/10/1992
STERN FISHER EDWARDS INC (LOS ANGELES CA)
BC
Issued 05/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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