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Maximo Lopez

Valic Financial Advisors, Inc.

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About Maximo Lopez

Maximo Lopez is a financial advisor with Valic Financial Advisors, Inc. Maximo has been in the financial industry for over 20 years. Maximo is registered in 51 states and the District of Columbia to provide investment advice. Maximo's areas of specialization include retirement planning, college savings, and estate planning.

Firm Information

Maximo Lopez is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maximo Lopez’s Registration & Firm History

TX

12/20/2022 - Present

Valic Financial Advisors, Inc. (HOUSTON TX)

TX

05/28/2020 - 09/06/2022

ALLSTATE FINANCIAL SERVICES, LLC (Katy TX)

OR

11/21/2008 - 01/26/2009

PRINCOR FINANCIAL SERVICES CORPORATION (LAKE OSWEGO OR)

OR

11/16/2007 - 10/16/2008

U.S. BANCORP INVESTMENTS, INC. (ALOHA OR)

OR

09/04/2006 - 09/19/2007

A. G. EDWARDS & SONS, INC. (PORTLAND OR)

NJ

06/14/2002 - 09/13/2002

SECURITIES & INVESTMENT PLANNING CO. (MORRISTOWN NJ)

MO

08/07/1990 - 07/13/2000

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

07/28/1986 - 08/03/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 05/30/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/21/2019

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 09/15/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/14/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/28/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/12/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/23/1989

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Maximo Lopez. Review regulatory record here.
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