Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maximo? Claim Your ProfileMaximo Lopez is a financial advisor with Nylife Securities LLC. Maximo has been working in the financial industry since December 1988. Maximo is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63 and SIE licenses. Maximo is licensed to provide financial services in California, New York, North Carolina, and Ohio. Prior to working at Nylife Securities LLC, Maximo worked at Drexel Burnham Lambert Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/30/2019 - Present
Nylife Securities LLC (MELVILLE NY)
NA
12/20/1988 - 02/01/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 05/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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