Unclaimed
Maximo Gregorio Centeno is an investment advisor representative with Cetera Investment Advisers LLC, located in Clifton, NJ. Maximo has been in the securities industry since May 4, 2005. Maximo is also registered as an Investment Advisor Representative with Cetera Investment Advisers LLC in New Jersey and is also registered as an Investment Advisor Representative in Connecticut, Florida, and New York. Maximo has previously worked for Equitable Advisors, LLC, Innovation Partners LLC, Supreme Alliance LLC, Infinex Investments, Inc., Capital One Investing, LLC, Chase Investment Services Corp., IFMG Securities, Inc., HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., CITICORP INVESTMENT SERVICES, G.P. MARONE & CO., INC., GLOBAL FINANCIAL GROUP, INC., E. C. CAPITAL, LTD., ASH & CO. INCORPORATED, FOSTER JEFFRIES CO., INC., THE THORNWATER COMPANY, L.P., and ROYCE INVESTMENT GROUP, INC. Maximo has passed the Uniform Securities Agent State Law Examination (Series 63), Uniform Investment Adviser Law Examination (Series 65), and Uniform Combined State Law Examination (Series 66). Maximo is also a registered principal with the General Securities Principal Examination (Series 24), General Securities Sales Supervisor - General Module Examination (Series 10), and General Securities Sales Supervisor - Options Module Examination (Series 9). Maximo is also licensed with the Securities Industry Essentials Examination (SIE) and General Securities Representative Examination (Series 7).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/06/2022 - Present
Cetera Investment Advisers LLC (CLIFTON NJ)
NY
03/23/2022 - 07/07/2022
EQUITABLE ADVISORS, LLC (NEW YORK NY)
CT
06/24/2021 - 03/23/2022
INNOVATION PARTNERS LLC (Danbury CT)
NC
02/25/2020 - 08/27/2020
SUPREME ALLIANCE LLC (CHARLOTTE NC)
NY
08/03/2016 - 04/11/2018
INFINEX INVESTMENTS, INC. (RIDGEWOOD NY)
NY
03/17/2016 - 08/02/2016
CAPITAL ONE INVESTING, LLC (SCARSDALE NY)
NY
10/20/2006 - 09/07/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
05/23/2005 - 10/13/2006
IFMG SECURITIES, INC. (JAMAICA NY)
NY
01/01/2005 - 05/31/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
03/07/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/11/2001 - 03/06/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
08/13/1998 - 01/29/2001
G.P. MARONE & CO., INC. (PARSIPPANY NJ)
MN
11/19/1997 - 12/15/1997
GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
NY
06/30/1997 - 08/04/1997
E. C. CAPITAL, LTD. (MINEOLA NY)
NY
05/08/1997 - 07/28/1997
ASH & CO. INCORPORATED (GREAT NECK NY)
NY
10/23/1996 - 12/05/1996
FOSTER JEFFRIES CO., INC. (WESTBURY NY)
NY
07/07/1995 - 09/12/1995
THE THORNWATER COMPANY, L.P. (NEW YORK NY)
NY
01/06/1995 - 02/27/1995
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 2/22/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 9/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/31/2009
Series 24 - General Securities Principal Examination
BC
Issued 8/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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