Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maximillian? Claim Your ProfileMaximillian Dov Breier is a registered representative and investment advisor representative, currently associated with Neuberger Berman BD LLC in New York, NY. Maximillian has more than 20 years of experience in the securities industry. Prior to joining Neuberger Berman BD LLC, Maximillian was employed by BMO Capital Markets Corp. Maximillian has passed several professional exams including the Series 3, 7, 55, 57TO, and SIE. Maximillian has a broad range of experience in the financial services industry, and is dedicated to providing clients with high-quality advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/30/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
10/06/2010 - 07/21/2015
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
02/29/2008 - 05/14/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
01/07/2008 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/27/2005 - 04/04/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
PA
04/23/2003 - 04/27/2005
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
NY
10/16/2001 - 04/09/2003
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/15/1998 - 02/09/2001
UBS WARBURG LLC (NEW YORK NY)
MD
09/19/1996 - 05/28/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
IA
Issued 10/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 3 - National Commodity Futures Examination
BC
Issued 01/05/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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