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Maximiliano Rafael Valera

Middlegate Securities Inc.

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About Maximiliano Rafael Valera

Maximiliano Valera is a registered representative with Middlegate Securities Inc. Maximiliano has been in the securities industry since May 21, 2000. Maximiliano's experience includes previous roles at CANACCORD GENUITY LLC, NOMURA SECURITIES INTERNATIONAL, INC., SANTANDER INVESTMENT SECURITIES INC., STANDARD NEW YORK SECURITIES, INC., and SOCIMER SECURITIES CORPORATION. Maximiliano is licensed to conduct business in the following states: California, Florida, New Jersey, New York, Puerto Rico, and Texas. Maximiliano holds the following securities licenses: Series 7, Series 24, Series 27, Series 63, Series 79TO, and SIE.

Firm Information

Maximiliano Valera is currently registered with Middlegate Securities Inc.. Middlegate Securities Inc. is a Corporation formed in 1987 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maximiliano Valera’s Registration & Firm History

NY

03/30/2024 - Present

Middlegate Securities Inc. (NEW YORK NY)

NY

12/01/2020 - 03/06/2023

CANACCORD GENUITY LLC (NEW YORK NY)

NY

12/20/2018 - 08/28/2020

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

01/08/2007 - 04/12/2018

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

10/03/2001 - 12/11/2006

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

NY

11/18/1998 - 09/07/2001

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

FL

07/11/1997 - 03/02/1998

SOCIMER SECURITIES CORPORATION (MIAMI FL)

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Licenses & Designations

BC

Issued 08/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/1999

Series 24 - General Securities Principal Examination

BC

Issued 07/03/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maximiliano Rafael Valera.
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