Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maximiliano? Claim Your ProfileMaximiliano Del Vento is a financial advisor with Brooklands Capital Strategies BD, LP. Maximiliano has been in the financial industry since December 14, 2009. Maximiliano has a Series 63, Series 65, Series 7, and SIE licenses. Maximiliano is registered with FINRA and is currently licensed in 29 states. Maximiliano previously worked at FORESIDE FUND SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/14/2018 - Present
Brooklands Capital Strategies BD, LP (San Francisco CA)
NY
07/12/2011 - 06/02/2016
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NY
10/28/2009 - 05/09/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/02/2007 - 10/28/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IA
Issued 09/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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