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Maximilian Porter Shea

Cantor Fitzgerald & Co.

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About Maximilian Porter Shea

Maximilian Porter Shea is a securities professional with over 30 years of experience in the financial services industry. Maximilian currently works at Cantor Fitzgerald & Co., where he holds a Series 7, Series 24, Series 55, and Series 57TO license. Maximilian is registered in six states, including New York, California, Connecticut, Illinois, Massachusetts, and New Jersey. Prior to Cantor Fitzgerald & Co., Maximilian held positions at Salomon Smith Barney Inc., Schroder & Co. Inc., BNP Capital Markets, LLC, BNP Securities (USA), Inc., and Credit Lyonnais Securities (USA), Inc.

Firm Information

Maximilian Shea is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maximilian Shea’s Registration & Firm History

NY

01/14/2002 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

05/01/2000 - 06/14/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

05/27/1999 - 05/01/2000

SCHRODER & CO. INC. (NEW YORK NY)

FL

01/05/1999 - 05/12/1999

BNP CAPITAL MARKETS, LLC (MIAMI FL)

PA

05/14/1997 - 01/07/1999

BNP SECURITIES (USA), INC. (KING OF PRUSSIA PA)

NY

03/10/1995 - 03/12/1997

CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)

NY

10/01/1992 - 07/27/1994

SMITH NEW COURT, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/16/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/21/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maximilian Porter Shea.
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