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Maximilian Ozerov

SG Americas Securities, LLC

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About Maximilian Ozerov

Maximilian Ozerov is a financial professional with a background in investment banking. Maximilian is registered with the Securities Industry Essentials Examination (SIE), the Uniform Securities Agent State Law Examination (Series 63), and the Investment Banking Registered Representative Examination (Series 79TO). Maximilian is currently employed by SG Americas Securities, LLC and is registered with the firm in 52 states and Puerto Rico.

Firm Information

Maximilian Ozerov is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maximilian Ozerov’s Registration & Firm History

NY

08/18/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maximilian Ozerov.
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