Unclaimed
Maximilian E. Butler is a registered representative with Raymond James & Associates, Inc. Maximilian has been in the industry since February 8, 2017. Maximilian has Series 63, Series 7, Series 52 and SIE licenses. Previously, Maximilian was with SUMRIDGE PARTNERS, LLC, ZEUS FINANCIAL, LLC, and MILLENNIUM ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/06/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NJ
09/28/2023 - 05/23/2024
SUMRIDGE PARTNERS, LLC (JERSEY CITY NJ)
NC
12/04/2020 - 10/01/2021
ZEUS FINANCIAL, LLC (Charlotte NC)
NC
11/20/2013 - 11/22/2019
MILLENNIUM ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 10/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/24/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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