Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maximilian? Claim Your ProfileMaximilian Dana Stone is a financial professional with over 30 years of experience in the securities industry. Maximilian has been registered with D.e. Shaw Securities, LLC since February 22, 1993. Previously, Maximilian was registered with D. E. SHAW VALENCE, L.L.C. from April 13, 2000, to September 17, 2007, and with D. E. SHAW INVESTMENTS, L.P. from February 23, 1994, to January 18, 2006. Maximilian holds FINRA Series 4, 7, 24, 55, 57TO and SIE licenses. Maximilian is also registered as a securities agent in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/22/1993 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
NY
04/13/2000 - 09/17/2007
D. E. SHAW VALENCE, L.L.C. (NEW YORK NY)
NY
02/23/1994 - 01/18/2006
D. E. SHAW INVESTMENTS, L.P. (NEW YORK NY)
BC
Issued 02/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/07/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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