Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maximilian? Claim Your ProfileMaximilian Charles Spector is a financial advisor who has been in the industry since 2019. Maximilian is currently registered with Evercore Group LLC. Maximilian was previously registered with RBC Capital Markets, LLC and Nomura Securities International, Inc.. Maximilian holds the following licenses: Series 63, Series 79TO, and SIE. Maximilian is licensed in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2024 - Present
Evercore Group LLC (NEW YORK NY)
NY
05/03/2021 - 12/22/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
CA
07/24/2019 - 04/28/2021
NOMURA SECURITIES INTERNATIONAL, INC. (SAN FRANCISCO CA)
BC
Issued 08/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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