Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maximilian? Claim Your ProfileMaximilian Cavallo is a registered representative and investment advisor representative with Needham & Company, LLC. Maximilian Cavallo has been in the securities industry since April 2014. Prior to joining Needham & Company, LLC, Maximilian Cavallo was employed at Morgan Stanley, J.P. Morgan Securities LLC, and U.S. Securities, Intl. Corp. Maximilian Cavallo has a Series 63, 65, 7, 24, 4, 57TO, 86, and 87 license. Maximilian Cavallo is also a registered investment advisor representative in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
09/15/2022 - Present
Needham & Company, LLC (NEW YORK NY)
NJ
11/26/2020 - 10/06/2022
MORGAN STANLEY (Paramus NJ)
NY
11/22/2019 - 11/05/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/17/2014 - 11/04/2019
U.S. SECURITIES, INTL. CORP. (NEW YORK NY)
IA
Issued 07/25/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/23/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/19/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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