Unclaimed
Maximilian Brogan Kelley is a financial advisor with Icapital Markets LLC, a company that provides financial services. Maximilian holds the Series 7, Series 63, and SIE licenses. Maximilian has been in the financial industry since 2019 and has worked with Guggenheim Securities, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2020 - Present
Icapital Markets LLC (NEW YORK NY)
FL
02/08/2019 - 01/23/2020
GUGGENHEIM SECURITIES, LLC (FORT LAUDERDALE FL)
BC
Issued 02/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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