linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Max Wu

Rabo Securities USA, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Max? Claim Your Profile

About Max Wu

Max Wu is a financial professional with a strong foundation in the securities industry. Max is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Max holds the Series 63, SIE and Series 79TO licenses, demonstrating proficiency in investment banking, securities laws, and the essential knowledge for financial professionals. Max is currently affiliated with Rabo Securities USA, Inc.

Firm Information

Max Wu is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Max Wu’s Registration & Firm History

NY

01/08/2024 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

Not sure if Max Wu is right for you?

Licenses & Designations

BC

Issued 05/25/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Max Wu.
Not sure if Max Wu is right for you?