Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Wolfson Schapiro is a securities professional with over 14 years of experience in the financial industry. Max has a diverse background in investment banking, having worked at Goldman, Sachs & Co. and Raine Securities LLC, and is currently registered with Finalis Securities LLC. Max holds Series 7, SIE, and Series 79TO licenses and is registered in California, Delaware, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/08/2021 - Present
Finalis Securities LLC (New York NY)
CT
12/17/2019 - 06/28/2021
ERG SECURITIES (US) LLC (NORWALK CT)
NY
05/15/2012 - 09/30/2019
RAINE SECURITIES LLC (NEW YORK NY)
NY
09/01/2008 - 05/11/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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