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Max William Paulsen

Nylife Securities LLC

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About Max William Paulsen

Max William Paulsen is a financial professional registered in California. Max Paulsen is a representative of Nylife Securities LLC and has been in the securities industry since February 7, 2022. Max Paulsen has passed the Series 63, Series 6TO, and SIE exams. Max William Paulsen's current employment is with Nylife Securities LLC in Stockton, CA.

Firm Information

Max Paulsen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Max Paulsen’s Registration & Firm History

CA

02/07/2022 - Present

Nylife Securities LLC (STOCKTON CA)

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Licenses & Designations

BC

Issued 10/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Max William Paulsen.
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