Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Thompson is a financial advisor with J.P. Morgan Securities LLC, registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Max has been in the financial services industry since 2005, and has extensive experience in both securities and investment advisory services. Max has a deep understanding of the financial markets and a commitment to providing personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
11/23/2015 - Present
J.p. Morgan Securities LLC (Westerville OH)
OH
12/12/2012 - 09/25/2015
PNC INVESTMENTS (REYNOLDSBURG OH)
OH
10/01/2012 - 11/30/2012
J.P. MORGAN SECURITIES LLC (WHITEHALL OH)
OH
05/22/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (REYNOLDSBURG OH)
OH
05/16/2005 - 02/24/2012
AMERIPRISE FINANCIAL SERVICES, INC. (COLUMBUS OH)
MN
05/16/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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