Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Spencer Kraus is a registered representative with Neuberger Berman BD LLC in New York, NY. Max is a Series 7, 66, and SIE licensed advisor who has been working in the financial industry since April 2019. Prior to joining Neuberger Berman, Max worked at InterPublic Group and Point72. Before entering the financial industry, Max served in the Army National Guard. Max's experience and expertise are available to clients in New York. Max's firm, Neuberger Berman BD LLC, is a registered investment advisor, located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/08/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 06/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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