Unclaimed
Max Sonnonstine is a registered representative with SG Americas Securities, LLC and has been in the securities industry since May 11, 2013. Max Sonnonstine has been registered with SG Americas Securities, LLC since September 16, 2015. Max Sonnonstine is registered in 52 states and has passed the Series 7, Series 79, Series 63, and SIE exams. Previously, Max Sonnonstine was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from April 23, 1997 to August 27, 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/16/2015 - Present
SG Americas Securities, LLC (HOUSTON TX)
NY
04/23/1997 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Max Sonnonstine is the right advisor for you? Invested Better is here to help.