Unclaimed
Max Seguro is a registered representative with Fidelity Brokerage Services LLC and is licensed in 53 states and the District of Columbia. Max has passed the Series 63, Series 7TO and the SIE exams. Max began their career in the securities industry on 10/31/2023. Max is located in Smithfield, Rhode Island and services clients nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/01/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 11/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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