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Max Schleikorn

TD Securities (usa) LLC

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About Max Schleikorn

Max Schleikorn is a financial advisor with over 10 years of experience in the industry. Max is currently registered with TD Securities (usa) LLC and is licensed to sell securities in all 50 states. Previously, Max was employed at Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC.

Firm Information

Max Schleikorn is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Max Schleikorn’s Registration & Firm History

NY

07/01/2021 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

11/09/2018 - 07/09/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/01/2010 - 11/06/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/06/2010 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/04/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Max Schleikorn.
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